Committee on Rules of Origin - Article 5 of the Agreement on Rules of Origin - Notification of non-preferential rules of origin - Hong Kong, China

ARTICLE 5 OF THE AGREEMENT ON RULES OF ORIGIN
Notification of Non-preferential Rules of Origin

HONG KONG, CHINA

1._       According to Article 5.1 of the Agreement on Rules of Origin, each Member shall provide to the Secretariat, within 90 days after the date of entry into force of the WTO Agreement for it, its rules of origin, judicial decisions, and administrative rulings of general application relating to rules of origin in effect on that date. If, by inadvertence, a rule of origin has not been provided, the Member concerned shall provide it immediately after this fact becomes known.

2._       Article 5.2 of the Agreement provides, moreover, that during the period referred to in Article 2, Members introducing modifications, other than de minimis modifications, to their rules of origin or introducing new rules of origin, shall publish a notice to that effect at least 60 days before the entry into force of the modified or new rule in such a manner as to enable interested parties to become acquainted with the intention to modify a rule of origin or to introduce a new rule of origin, unless exceptional circumstances arise or threaten to arise for a Member.

3._       In addition, as a result of consultations held in 2024, the Chairperson of in the CRO noted that it would be desirable that Members keep their notifications complete, up to date and accurate in case of modifications to the applicable legislation, as necessary. In doing so, Members were encouraged to use a notification template (Annexes to document _JOB/RO/8/Rev.3). The use of the notification template would have the advantage of facilitating the preparation of notifications and standardizing the information submitted.

4._       Further to these notification obligations and recommendations, the following notification has been received from Hong Kong, China.

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ANNEX 1

NON-PREFERENTIAL RULES OF ORIGIN

I.       BASIC INFORMATION

1)_         

Notifying Member:

Hong Kong, China

2)_         

Contact point:

(If possible, provide the following contact details: name, telephone, e‑mail, website)

Principal Trade Officer

Factory Registration and Origin Certification Branch
Systems Division
Trade and Industry Department

Tel: (+852) 2398 5538

E-mail: co_enquiry@tid.gov.hk

3)_         

Are non-preferential rules of origin ("non-preferential RO") in force?

þ

Yes

o

No*

 

* If your answer in question 3 is 'No', the subsequent questions of this Annex do not need to be completed

4)_         

Please indicate which commercial policy instruments use these non‑preferential RO (refer to Article 1.2 of the Agreement on Rules of Origin):

Hong Kong, China administers an origin certification system to facilitate exports to foreign markets. Non-preferential RO are used to establish the origin of Hong Kong, China's exports in order to meet the requirements of overseas importing authorities for purposes other than obtaining preferential tariff under free trade agreements.

5)_         

Date of entry into force or any substantive modification thereof:

Hong Kong, China's non-preferential rules of origin was notified to the WTO in 1995 and the latest notification was in 2012 (referring to WTO document G/RO/N/86, dated 1 October 2012).

6)_         

Date of expiration, if applicable:

N/A

7)_         

Governmental or non-governmental authorities in charge of administration:

Trade and Industry Department

8)_         

Internet link to legislation, title and date of adoption of the legislation, and for any explanatory documents, if applicable:

Hong Kong, China does not have any specific laws or regulations for non-preferential origin determination on imports. As required under Regulation 4 of the Import and Export (Registration) Regulations (Cap. 60E), an importer of goods, other than the exempted articles, shall lodge an accurate and complete declaration for the goods imported, including their origin.

Hong Kong, China also administers an origin certification system to facilitate exports to foreign markets. Origin rules are established in conformity with internationally accepted practice and standards for the certificates of origin and are further detailed in the Certificate of Origin Circular. Certificate of Origin Circulars and the latest non-preferential RO are available at Trade and Industry Department's website <https://www.tid.gov.hk>.

9)_         

Comments, if any:

N/A

 


 

II.     APPLICATION OF NON-PREFERENTIAL RULES OF ORIGIN

10)_     

Do non-preferential RO apply to imports?

o

Yes

þ

No

 

11)_       

Do non-preferential RO apply to exports?

þ

Yes

o

No

12)_       

Is there a de minimis rule for the application of non-preferential RO?

o

Yes

þ

No

 

If "Yes", please specify the de minimis threshold and provide the relevant legal references applicable to questions 10 to 12:

N/A

 


 

III.    CRITERIA FOR DETERMINING SUBSTANTIAL TRANSFORMATION FOR ASSESSING THE ORIGIN OF THE GOOD

13)_       

General criteria, if applicable for all products:

For wholly obtained or produced goods, they must be the natural products of Hong Kong which have been wholly grown or mined in Hong Kong or produced in Hong Kong from domestic materials. For manufactured goods which may involve multiple place processing and/or materials, they must have undergone manufacturing processes in Hong Kong which have changed permanently and substantially the shape, nature, form or utility of the basic materials used in manufacture.

14)_       

Product specific rules of origin where applicable:

The detailed origin criteria and the corresponding principal manufacturing processes for specific products are set out in the Administrative Origin Criteria for Specified Products for Issue of Certificates of Hong Kong Origin available at Trade and Industry Department's website.

15)_       

Definition of non-originating material and originating material, if any:

Non-originating material means a material that does not qualify as originating in Hong Kong in accordance with the non-preferential RO.

Originating material means a material that qualifies as originating in Hong Kong in accordance with the non‑preferential RO.

16)_       

List of minimal operations not conferring origin, if any:

Simple diluting, packing, bottling, drying, simple assembling, sorting or decorating etc.

17)_       

Residual rules, if any:

N/A

18)_       

Any other information the Member deems necessary (provide an Internet link, if appropriate)

The origin criteria, including the principal processes which confer origin to a finished article, for specific products and periodic refinement to them are published in Certificate of Origin circulars sent to traders available at Trade and Industry Department's website <https://www.tid.gov.hk>.

 

 

IV.     ADVANCE RULINGS

19)_       

Are advance rulings on the origin of a good issued?[1]

o

Yes

þ

No

20)_       

Authority in charge of issuing advance rulings on origin:

N/A

21)_       

Instructions for the application for an advance ruling on origin:

N/A

22)_       

Internet link to legislation and any other relevant legal references:

N/A

 

 


ANNEX 2

NOTIFICATION TEMPLATE FOR DOCUMENTARY REQUIREMENTS RELATED TO
NON-PREFERENTIAL RULES OF ORIGIN

1) 

For imports, are there mandatory requirements for certificate and/or any other documentary proof of origin for non-preferential purposes?

o

 

Yes

þ

No**

 

2) 

For exports, are there mandatory requirements for certificate and/or any other documentary proof of origin for non-preferential purposes?

o

Yes

þ

No**

Certificates of origin are not mandatory for the export of goods originating from Hong Kong, China; an origin certification system is administered to help exporters meet the requirements of the importing economies.

 

** If answers to questions 1 and 2 are 'No', the subsequent questions of this Annex do not need to be completed

3) 

Is there a standardized or prescribed format and/or content of certificate and/or any other mandatory documentary proof of origin?

If "Yes", please attach a copy or provide relevant details in the Appendix of this Annex

   Yes         No

 

4) 

If only requested in specific circumstances, please describe the cases for which a certificate (or other mandatory documentary proof of origin) is requested and the respective format (prescribed form or other):

 

5) 

If mandatory requirements for certificate and/or any other documentary proof of origin for non-preferential purposes are limited to certain products, please specify for which HS Chapters and the respective format (prescribed form or other):

 

6) 

Exemptions to the mandatory requirements for certificate and/or any other documentary proof of origin for non-preferential purposes (e.g. low value consignments, postal consignments, …):

 

7) 

Governmental or non-governmental authorities designated for issuance of certificate and/or any other mandatory documentary proof of origin, if any:

 

8) 

Please provide the relevant legal references applicable to Questions 1 to 7:

 

 

ANNEX 2 ‒ APPENDIX

Please attach the prescribed form and/or Internet link to the prescribed form of Certificate of origin (or other mandatory documentary proof of origin), if applicable.

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[1] As defined in Article 2(h) of the Agreement on Rules of Origin and Article 3 of the Trade Facilitation Agreement.