United States - Tax Treatment for Foreign Sales Corporations - Recourse to Arbitration by the United States under Article 22.6 of the DSU and Article 4.11 of the SCM Agreement - Decision of the Arbitrator

I.                   Introduction

1.          The United States and the European Communities appeal certain issues of law and legal interpretations in the Panel Report,  United States – Tax Treatment for "Foreign Sales Corporations" (the "Panel Report").[1]  The Panel was established to consider a complaint by the European Communities with respect to "Sections 921-927 of the Internal Revenue Code and related measures establishing special tax treatment for 'Foreign Sales Corporations' ('FSCs')".[2]  Pertinent aspects of this "FSC measure"[3] are described in Section II below.[4]

2.          In the Panel Report, circulated on 8 October 1999, the Panel concluded that, through the FSC measure:

(a)        the United States has, except as provided in the Agreement on Agriculture, acted inconsistently with its obligations under Article 3.1(a) of the SCM Agreement by granting or maintaining export subsidies prohibited by that provision;

(b)        the United States has acted inconsistently with its obligations under Article 3.3 of the Agreement on Agriculture (and consequently with its obligations under Article 8 of that Agreement):



[1]WT/DS108/R, 8 October 1999.

[2]The Panel's terms of reference, WT/DS108/3, 11 November 1998, refer to the European Communities' request for consultations, WT/DS108/1, 28 November 1997.

[3]In paragraph 7.34 and footnote 602 thereto of the Panel Report, the Panel identified sections 245(c), 921 through 927, and 951(e) of the United States Internal Revenue Code as the "primary" legal provisions constituting the FSC measure.  This finding has not been appealed.

[4]The Panel describes the FSC measure in paragraphs 2.1 to 2.8 of the Panel Report.